NATS 1700 6.0 COMPUTERS, INFORMATION AND SOCIETY
Lecture 3: The Method(s) of Science III : Falsificationism
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Introduction
-
A good place to visit is The Karl Popper Web, where
you can find useful references to falsificationism.
Topics
- Shifting the focus from truth to falsity. On page 38 of his book (see Lecture 01), Chalmers
defines very clearly the new approach, which was first proposed by Karl Popper in his
classical text The Logic of Scientific Discovery (London, Hutchinson. 1968):
"The falsificationist freely admits that observation is guided by and presupposes theory.
[...] Theories are construed as speculative and tentative conjectures or guesses freely created
by the human intellect in an attempt to overcome problems encountered by previous theories and
to give an adequate account of the behaviour of some aspects of the world or universe. Once
proposed, speculative theories are to be rigorously and ruthlessly tested by observation and
experiment. Theories that fail to stand up to observational and experimental tests must be
eliminated and replaced by further speculative conjectures. Science progresses by trial and
error, by conjectures and refutations. Only the fittest theories survive. While it can never
be legitimately said of a theory that it is true, it can hopefully be said that it is the
best available, that it is better than anything that has come before."
- In a sense, falsificationism reduces the scientific method to the testing
stage or, if you prefer, emphasizes such stage as the only one that really matters. Either
a hypothesis stands the latest test (and then we keep it as viable until the next test),
or it does not (and we toss it away). You can only 'disprove' a hypothesis. You can
not 'prove it (that is, once and for all).
- However, Popper and falsificationists go quite a bit further. First of all, they raise
falsificationism to the status of a criterion for deciding what is good science and what is
not. Only hypotheses that in principle can be falsified are scientifically acceptable. If
a hypothesis can not be tested, and thus subjected to the possibility of being falsified,
then it is not a 'scientific hypothesis.' For example, "Popper has claimed that some
versions at least of Marx's theory of history, Freudian psychoanalysis and Adlerian
psychology suffer from this fault." (Chalmers, op. cit., p. 41). That is, they can
not be rigorously tested, because they are not clearly, precisely, unambiguously stated.
- Another feature of falsificationism seems to be that it proposes the notion of
progress in science. This is a very difficult issue, not only for the history
of science, but for history in general. What is 'progress'? A good discussion
of this fuzzy concept can be found in a great little book by E H Carr, What is
History? (New York, Vintage Books, 1961). The topic is so complex that it is
beyond the scope of the course. Here I will only make one observation. At least some
formulations of the notion of progress appeal to what happens in the world of life,
claiming that evolution too marks the 'progress' of life. This is simply wrong. Evolution
is not progress, but transformation in terms of what is most adaptable to the environment
at any given time. If we could claim that the environment is 'progressing,' then maybe
we could speak of evolution as progress. This, however, is clearly not the case. Likewise,
it is not at all clear that science progresses, although many scientists think so. We can
perhaps make a more modest claim, that each culture and each age usually develops as
good an account of the world as it is possible in that culture and that age. As we shall
see in the next lecture, when discussing Kuhn's work, it is questionable whether it is
meaningful to judge Relativity as progress relative to Newtonian Mechanics. Both theories
represent perhaps the best possible theoretical efforts of the 20th and 18th century,
respectively. Each one addressed the physical problems of the times in which they were
formulated. It is true that Relativity is more 'accurate' than Newtonian Mechanics in
the explanation of certain large-scale features of our universe. But then, those features
were unknown to Newton. NASA still uses Newtonian Mechanics when calculating the
trajectories of its solar-system probes.
- Is falsificationsim the answer to our quest for a theory of how science functions?
Is there anything wrong with falsificationism? Unfortunately, the answer to the first
question is no, and that to the second is yes. One problem with falsificationsim is
that it too does not realize that observations depend on pre-existing theories. Observations
are obviously needed to test a hypothesis. But there is more. Clearly, a hypothesis that is
more falsifiable is better than one that is less so. But how do we 'measure' the
falsifiability of a hypothesis? Unfortunately this is impossible, because as Chalmers,
p. 50, puts it, "the number of potential falsifiers [i.e. tests] of a theory is
always infinite." Furthermore, it is probably impossible to falsify 'conclusively'
any hypothesis, because the observations used to test any hypothesis may turn out later
to be incorrect. Remember: observations depend on pre-existing theories, and these
theories, although seemingly supported by evidence at a given time, may themselves be
falsified at another time.
Ernest Ambler's Notes for the Cobalt-60 Experiment
- Does the history of science support the falsificationist interpretation? This is
a much easier question to answer. Here are some examples:
- I will discuss here the third item. In the late '20s Enrico Fermi (1901-1954), an Italian physicist, was studying
the disintegration of free neutrons--one of the building blocks of atomic nuclei. He observed 2 that
the neutron would 'break up' into an electron and a proton. However, when he measured the 'energy' associated with
these two particles, he noticed that some was missing. In other words, if you imagine the neutron
as a bomb, with a known amount of energy stored into it, and after the bomb explodes you find that the energy of
the fragments is less than the energy stored in the bomb, you must ask yourself where has the missing energy gone?
Notice that the discrepancy Fermi found was no small matter. For centuries physics had been happy about one fundamental
hypothesis: energy is never absolutely created nor destroyed--it is simply transformed (as when electricity
is transformed into heat in a baseboard heater). This hypothesis had been so successful that it was (and is)
known as the principle of conservation of energy. If Fermi observation was correct, then it would falsify
this principle. After repeating his experiment many times, Fermi was convinced there were no errors in his
observation. According to falsificationism, he should have tossed the principle of energy conservation away. However,
he did not. Nor did most other physicists at the time. Why? To begin with, this principle is so basic to all modern
physics, that its rejection would have forced physicists to rebuild a large body of well established knowledge. Many
physicists preferred to think that Fermi observations were incomplete: maybe there was another fragment in the
disintegration of the neutron that was particularly difficult to observe. In other words, physicists were more
inclined to question the validity of the observation. Finally, a Swiss physicist, Wolfgang Pauli (1900-1958), made a concrete
suggestion: there night be an unseen particle, the neutrino, which was responsible for carrying off the missing
energy. This was another hypothesis which, if confirmed, would save the principle of conservation of energy. But,
in order to be consistent with Fermi's observations, the neutrino had to be rather peculiar: it would have to have
no electric charge and no mass, and interact with everything else only very weakly, thus explaining why it had not
been observed by Fermi. The hypothesis was rather wild, and very difficult to test. It took a long time to detect the
neutrino, but finally in 1956, at Los Alamos, it was found. To reject the prescriptions of falsificationism had paid
off!
Questions and Exercises
- Find an example of a falsified theory which was not rejected. Why?
1 A great, easy to read, book which covers parity and a lot of related issues, is M Gardner, The New Ambidextrous Universe:
Symmetry and Asymmetry from Mirror Reflections to Superstrings. Revised edition. 1991 W H Freeman and Company.
2 Fermi had been studying the decay of the neutron n
which, as we now know, yields a proton p, an electron e, and
an (anti)neutrino
.
However he could not detect the (anti)neutrino .
Picture Credit: NIST Virtual Museum
Last Modification Date: 07 July 2008
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